ࡱ>  l \pThe Free Software Foundation B=PF0*8X@"1 Helvetica1Courier1 Courier New1 Courier New1 Helvetica$#,##0_);($#,##0)$#,##0_);[Red]($#,##0)$#,##0.00_);($#,##0.00)$#,##0.00_);[Red]($#,##0.00)-**_($* #,##0_);_($* (#,##0);_($* "-"_);_(@_)*)'_(* #,##0_);_(* (#,##0);_(* "-"_);_(@_)5,2_($* #,##0.00_);_($* (#,##0.00);_($* "-"??_);_(@_)2+/_(* #,##0.00_);_(* (#,##0.00);_(* "-"??_);_(@_)2$#,##0.00;[Red]$#,##0.003$#,##0.00;[Red]($#,##0.00)4$#,##0;[Red]($#,##00)50.00%;[Red](0.00%)6 0%;[Red](0%)7#,##0.00;[Red](#,##0.00)8#,##0;[Red](#,##0)                + ) , *   Ј ~~ ؈ ~~#؈ ~~ ؈ ~~7#܈ ~~"؈ ~~4#܈ ~~8#܈ ~~83ffff̙̙3f3fff3f3f33333f33Item 901 Exhibits&Termination Date In the event h&The Holder and any assignee by  Exhibit B&&WAIVER OF JURY TRIAL IN ANY ACT, Schedule 31g l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??!Termination Date In the event h!The Holder and any assignee by  Exhibit B!WAIVER OF JURY TRIAL IN ANY ACT Schedule 31gU } } $ } =       Advaxis, Inc. 8-K 01/23/2020Item 9.01 Exhibits. Exhibit No. Description ? / 'Placement Agent Agreement dated January  ; 321, 2020, between Advaxis, Inc. and A.G.P./Alliance   Global Partners. ffffff@  Form of Warrant. ffffff@ / 'Opinion of Morgan, Lewis & Bockius LLP.333333$@3+Securities Purchase Agreement dated January0(21, 2020, by and among Advaxis, Inc. and2*the purchasers identified on the signaturepages thereto.7@80Consent of Morgan, Lewis & Bockius LLP (includedin Exhibit 5.1).fffffX@6.Press Release dated January 21, 2020, entitled1)?Advaxis, Inc. Announces Pricing of $10.5,$Million Registered Direct Offering.?$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/<s9]#}1W#~6*=PF0*8X> @ l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??Item 901 Exhibits!The Holder and any assignee by  Exhibit B!WAIVER OF JURY TRIAL IN ANY ACT Schedule 31gU } } !} $       Advaxis, Inc. 8-K 01/23/2020jbTermination Date. In the event, however, in the course of the Placement Agent s performance of due ADVAXIS, INC.    By: / s/ Molly Henderson  Name: Molly Henderson  Title: CFO    Address for notice :305 College Road East#Princeton, New Jersey 08540$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,|H<0$\/ sK=PF0*8X> @ l    dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??Item 901 Exhibits!Termination Date In the event h Exhibit B!WAIVER OF JURY TRIAL IN ANY ACT Schedule 31gU } $ } } $       Advaxis, Inc. 8-K 01/23/2020kcThe Holder and any assignee, by acceptance of this Warrant, acknowledge and agree that, by reason o ADVAXIS, INC.    By:   Name:   Title:  $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/(TG;/#l`T,=PF0*8X> @" l  I&  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??Item 901 Exhibits!Termination Date In the event h!The Holder and any assignee by !WAIVER OF JURY TRIAL IN ANY ACT Schedule 31gU } 1} $ }        Advaxis, Inc. 8-K 01/23/2020 Exhibit B Name:   (Please Print) Address:     (Please Print)     Phone Number:  Email Address:)!Dated: _______________ __, ______1)Holder?s Signature:______________________/'Holder?s Address:______________________$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/:}T"oK?=PF0*8X> @ l  P,  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??Item 901 Exhibits!Termination Date In the event h!The Holder and any assignee by  Exhibit B Schedule 31gU } } $ } a       Advaxis, Inc. 8-K 01/23/2020kcWAIVER OF JURY TRIAL. IN ANY ACTION, SUIT, OR PROCEEDING IN ANY JURISDICTION BROUGHT BY ANY PARTY ADWAC for Shares:DWAC Instructions:   DTC Participant:    DTC Number:   Account Number:  $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/&@G;/#zG;/=PF0*8X> @ l  7  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??Item 901 Exhibits!Termination Date In the event h!The Holder and any assignee by  Exhibit B!WAIVER OF JURY TRIAL IN ANY ACTU } U5} $ }  } $       Advaxis, Inc. 8-K 01/23/2020Schedule 3.1(g).&October 31, 2019 (in thousands, exceptActual! share and par value data). &Cash, cash equivalents and investments ~        Stockholders? equity:    4 ,Preferred stock, $0.001 par value per share,   - -%5,000,000 shares authorized; 0 shares0(issued and outstanding actual, pro forma!and pro forma as adjusted1)Common stock, $0.001 par value per share,~ 0(170,000,000 shares authorized; 8,020,370.&shares issued and outstanding, actual,1)17,220,370 shares issued and outstanding, pro forma"Additional paid-in capital~ Accumulated deficit~ ΋"Total stockholders? equity~ iTotal capitalization~ &$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/BUXwbwCQ^=PF0*8X> @2  Root Entry FBook  7